Date

Company / Name

Breach Conduct

Disciplinary Actions


3 May 2018
  • Mr Jiang An Ping, former executive director of Sound Global Limited

  • Director’s Undertaking
  •  

  • Director’s failure to cooperate in the Exchange’s investigation.
  •  


REGULATORY MESSAGE:

Failure by a director to cooperate in the Exchange’s investigation into possible Listing Rule breaches is viewed seriously and will not be tolerated. The Exchange will take disciplinary action for such failure, which will also be taken into account in assessing an individual’s suitability to act as a director of any listed issuer and listing applicant in the future.

SANCTIONS:


Public Censure of

  • Mr Jiang An Ping

with a statement that Mr Jiang's conduct in this matter will be taken into account in assessing his suitability under Rule 3.09 of the Exchange Listing Rules (and its equivalent under the GEM Listing Rules) in the event that he should wish to become a director of any issuer listed or to be listed on the Exchange in the future.


NEWS RELEASE:

http://www.hkex.com.hk/News/News-Release/2018/180503news?sc_lang=en