Disclosure of Interests

Please note that HKEX operates electronic filing systems for the submission of completed DI forms and publishes the disclosure information filed with it on the HKEX website in accordance with the requirement of the SFC. Please click here for more information on how to submit DI forms through the electronic filing system (i.e. Disclosure of Interests Online (DION) System).

Neither the SFC nor HKEX can advise the public how to fill in the DI forms or answer queries on individual cases.SFC has published an Outline of Part XV which gives extensive guidance on the situations in which a Disclosure of Interests notice will have to be filed, and related matters. Please refer to the SFC's website at http://www.sfc.hk/web/EN/rule-book/sfo-part-xv-disclosure-of-interests/ (Under Rules and standards/Securities and Futures Ordinance Part XV - Disclosure of Interests). You may also refer to the directions and instructions on completion of each form which give detailed advice on completing each box on each form and many examples. If this does not assist, you should consult with your professional advisers.

Part XV of the Securities and Futures Ordinance - Disclosure of Interests

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1. Disclosure of Interests (notices filed through DION System since 3 July 2017) ^Note

2. Disclosure of Interests (notices filed through means other than DION System from 1 April 2003 to 2 October 2017) ^Note

Filing of Notices

3. Download & Submit DI Forms

4. Latest issued share capital of listed corporations

5. Concert party agreements and related papers filed with the Stock Exchange under s.326(6) of the SFO (in respect of notices filed through means other than DION System from 1 April 2003 to 2 October 2017) ^Note

Note: From 3 July 2017, all notices are required to be filed electronically through DION System.  Such requirement was subject to a transitional arrangement whereby filer could submit notices through DION System or other filing means between 3 July and 2 October 2017.

Disclosure of Interests (notices filed in respect of the period up to 31 March 2003)